Dynamique Capital Advisors LLC (“Dynamique”, “firm”, “we”, or “our”), as a Registered Investment Adviser, is covered under the definition of a “financial institution” under the Gramm-Leach-Bliley Act and the Securities and Exchange Commission’s (“SEC”) Privacy of Consumer Financial Information Rule (“Regulation S-P”). The staff of Dynamique realizes that providing personal information is an act of trust. Dynamique values its clients’ trust and confidence.
We will never sell or share the nonpublic personal information obtained from or in reference to clients. All information provided by clients to Dynamique and its staff, and information and advice furnished to clients by us, shall be treated as confidential and shall not be disclosed to affiliated or unaffiliated third parties, except as permitted or directed by clients with written authorization, by application to facilitate the investment services offered by the firm via an unaffiliated financial services provider, or as required by any rule, regulation or law.
Commitment to Your Private Information. Dynamique is committed to safeguarding the confidential information of its clients. Dynamique holds all personal information provided by clients in the strictest confidence and it is the objective of the firm to protect the privacy of all clients. Except as permitted or required by law, Dynamique does not share confidential information about clients with non-affiliated parties. It is our policy to restrict access to all current and former clients’ information (i.e., information and records pertaining to personal background, investment objectives, financial situation, tax information/returns, investment holdings, account numbers, account balances, etc.) to those employees and affiliated/non-affiliated entities who need to know that information in order to provide products or services in furtherance of the client’s engagement of Dynamique.
Dynamique permits only authorized employees and affiliates who have acknowledged receipt and understanding of our Privacy Policy (by acknowledging and accepting our firm’s Compliance Policies and Procedures) to have access to client information. Employees violating Dynamique’s Privacy Policy will be subject to our disciplinary process. If there are any changes to this policy, we will provide clients with written notice and clients will be provided an opportunity to direct Dynamique as to whether such changes are permissible.
Why We Collect and How We Use Information. To conduct regular business, Dynamique may collect personal information from sources such as information:
reported by the client on applications or other forms the client provides to the firm;
about the client’s transactions implemented by the firm or others;
developed as part of financial plans, analyses, or investment advisory services; and
to administer, manage, service, and provide related services for client accounts.
It is necessary for Dynamique to provide access to client information within the firm and to non-affiliated companies, with whom we have entered into agreements. The disclosure of information contained in any document completed by the client for processing and/or transmittal by Dynamique to facilitate the commencement / continuation / termination of a business relationship between the client and/or between Dynamique and a non-affiliated third party service provider (i.e., broker-dealer, investment adviser, account custodian, record keeper, insurance company, etc.), including, but not limited to, information contained in any document completed and/or executed by the client in furtherance of the client’s engagement of Dynamique (i.e., advisory agreement, client information form, etc.), shall be deemed as having been automatically authorized by the client with respect to the corresponding non-affiliated third-party service provider.
Sharing Information with Other Companies Permitted Under Law. Dynamique may disclose the client’s information:
Finally, Dynamique strives to only recommend financial services providers that share its privacy policies; however, clients are encouraged to request each specific firm’s written policy for review.
Information Security. Dynamique maintains physical, electronic, and procedural safeguards that comply with federal standards to protect its clients’ nonpublic personal information. Through this policy and its underlying procedures, Dynamique attempts to secure the confidentiality of customer records and information and protect against anticipated threats or hazards to the security or integrity of customer records and information.
We maintain client records in a controlled environment and records are only available to authorized persons of the firm who have a need to access client information in order to deliver advisory services or respond to client requests. Our policy to protect client information extends beyond the termination of the Engagement Letter or Client Agreement.
Children. Our company website is not directed to children under the age of 18 years. By accessing and using our website, you represent and warrant that you are at least 18 years old.
Former Clients. Even if we cease to provide you with financial products or services, our Privacy Policy will continue to apply to you, and we will continue to treat your nonpublic information with strict confidentiality.
Changes to this Policy. Dynamique will provide each client with initial notice of the firm’s current privacy policy when the client relationship is established. We will also provide each client with a new notice of the firm’s current privacy policy at least annually. If, at any time, Dynamique adopts material changes to its privacy practices, the firm shall provide each client with a revised notice reflecting the new privacy practices.
Contact Us. Clients are encouraged to discuss any questions regarding privacy policies and procedures directly with Luka Erceg, Chief Compliance Officer of Dynamique Capital Advisors, LLC. Contact information: compliance@dynamique.com or +1.858.947.4260.
11440 West Bernardo Court
Suite 300
San Diego CA 92127
Dynamique Capital Advisors, LLC (“Dynamique”) is an investment advisor registered with the State of California and the State of Texas. The firm offers advisory services in the State of California and in other jurisdictions where registered or exempted.
Registration does not imply a certain level of skill or training. The information on Dynamique’s website or in its distributed commentary shall not be directly or indirectly interpreted as a solicitation of investment advisory services to persons or entities of another jurisdiction unless otherwise permitted by statute. Dynamique’s individualized responses to consumers in a particular state in the rendering of personalized investment advice for compensation shall not be made without the firm first complying with jurisdiction requirements or pursuant to an applicable state exemption.
The information on Dynamique’s website or in its distributed commentary is not investment, tax, accounting or legal advice. Dynamique is not a tax advisor. For tax advice individuals should consult their CPA.
This information is also not an offer or a solicitation of an offer to buy or sell any security, or to be construed as an endorsement of any company, security, fund, or other securities or non-securities offering. This information should not be relied upon in the making of investment decisions.
All content on this site is for informational purposes only, and nothing herein should be construed as an investment recommendation. Opinions expressed herein are solely those of Dynamique, unless otherwise specifically cited. Material presented is believed to be from reliable sources, but no representations are made by our firm as to other parties’ informational accuracy or completeness.
All information or ideas described on Dynamique’s website or in its distributed commentary should be discussed in detail with an investor’s personal financial advisors and legal counsel prior to implementation. Past performance is no indication of future results. Investment in securities involves significant risk and has the potential for partial or complete loss of funds invested. The information on Dynamique’s website or in its distributed commentary is provided “AS IS” and without warranties of any kind, either express or implied.
To the fullest extent permissible pursuant to applicable laws, Dynamique Capital Advisors, LLC disclaims all warranties, express or implied, including, but not limited to, implied warranties of merchantability, non-infringement, and suitability for a particular purpose. Dynamique does not warrant that the information on Dynamique’s website or in its distributed commentary will be free from error. Your use of this information is at your sole risk. Under no circumstances shall Dynamique be liable for any direct, indirect, special or consequential damages that result from the use of, or the inability to use, the information provided on this site, even if Dynamique or a Dynamique authorized representative has been advised of the possibility of such damages.
Information contained on this site should not be considered a solicitation to buy or an offer to sell any security, or a recommendation to buy or sell any security in any jurisdiction where such offer, solicitation, or recommendation would be unlawful or unauthorized.